Compliance Manager – Wealth and Asset management

Sector: Asset Management
Area: Compliance And Legal
Ref: 13035
Location: Ireland
Job Type: Permanent – Full Time
Salary: Strong
Contact: Ciarán O’Connell

A leading Wealth and Asset management company has an exciting new manager position within their Compliance department.  This opportunity involves working directly with the board and external stakeholders.

The Role: 

  • Manage the implementation of regulatory requirements, for specific areas within the business
  • Assume responsibility for the ongoing monitoring of all regulatory requirements
  • Work closely with senior managers or Head of Regulation & Compliance on significant business projects
  • Compile regulatory returns
  • Monitor and update key regulatory developments relative to assigned area of responsibility
  • Liaise with regulators to address daily regulatory enquiries and engage with them on regular inspection visits
  • Provide advice on the design, implementation and approval of new products e.g. investment and pension products;
  • Requirement to work closely with the business in the drafting of material and in providing a comprehensive review of the final promotional material
  • Provide training to staff on compliance related topics
  • Carry out monitoring functions as required
  • Responsible for key projects and work closely with Head of Regulation and Compliance on specific projects
  • Manage and support other team members

The Person :

  • A minimum of 5 years Compliance and / or Legal experience, and Investment experience with knowledge of the main requirements of the Financial Regulator
  • Knowledge of MiFID, the CPC and the IIA
  • Relevant 3rd level Degree or Masters in Business, Finance, Economics, Law or a related discipline
  • A relevant Compliance and/ or Legal qualification
  • Some knowledge of Pensions and taxation legislation would be helpful
  • A strong working knowledge of investment products and of property transactions
  • A confident approach and an ability to communicate with a range of people including regulators, legal advisors and senior management within the business
  • A team player that can react positively to very demanding challenges and tight deadlines with no loss of accuracy
  • A commitment to quality and attention to detail is extremely important in this role.

Reporting directly to a senior Management this is a great opportunity with a leading for a young professional who has a good knowledge of MiFID, the CPC and the IIA to join an expanding team with a genuine interest in the area of Compliance with a wiliness to work hard to have a successful career.

For a private and confidential conversation and for a full job description please contact

Ciarán O Connell on 01-8746770.

Or email